3

Build a solid foundation in risk management, compliance regulations, and audit processes to enhance organizational integrity and performance.

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Course curriculum

1. The Role of Compliance Systems and Digital Monitoring of Regulatory Adherence
2. Part 2
3. Part 3
4. Techniques for Producing False Compliance Reports: Manual and Automated Manipulations
5. Part 2
6. Part 3
7. Insider Manipulation: Altering Compliance Data Through Authorized Users
8. Part 2
9. Part 3
10. Part 4
11. API and Integration Vulnerabilities in Automated Regulatory Reporting
12. Part 2
13. Part 3
14. Part 4
15. Critical Security Considerations in SEC, FINRA, Basel III, and GLBA Compliance Reporting
16. Part 2
17. Part 3
18. Part 4
19. Case Study: Pre-Audit False Reporting Attempt and Detection Process Real-World Case (Adapted)
20. Part 2
21. Part 3
22. Part 4
23. Secure Storage and Immutability Measures in the Digital Archiving of Compliance Reports
24. Part 2
25. Part 3
26. Using Independent Monitoring and Audit Logs to Prevent Manipulation
27. Part 2
28. Part 3
29. Part 4
1. Module Quiz 1
1. The Role and Sensitivity of Documents Used in Financial Audits
2. Part 2
3. Part 3
4. Part 4
5. Part 5
6. Deliberate Content Alterations in Audit Documents and Associated Risks
7. Part 2
8. Part 3
9. Part 4
10. Hidden Layers and Metadata Manipulation in Excel, Word, and PDF Files
11. Part 2
12. Part 3
13. Part 4
14. Unauthorized Access and Circulation Risks in Document Sharing Processes
15. Part 2
16. Part 3
17. Lack of Version Control and Inconsistent Documents in Audit Environments
18. Part 2
19. Part 3
20. Part 4
21. Case Study: Submission of Misleading Documents to the Audit Committee and Its Corporate Consequences
22. Part 2
23. Part 3
24. Part 4
25. Encryption, Access Restriction, and Timestamping Techniques for Document Security
26. Part 2
27. Part 3
28. Part 4
29. Part 5
30. Security Responsibility and Ethical Reflex in Audit Documents for Finance Teams
31. Part 2
32. Part 3
1. Module Quiz 2
1. What is Data Poisoning? Impact on Financial Risk Models
2. Part 2
3. Part 3
4. Part 4
5. Manipulative Data Input Scenarios in Risk-Scoring Algorithms
6. Part 2
7. Part 3
8. Part 4
9. Direct and Indirect Impacts of Poisoned Data on Credit and Market Risk Models
10. Part 2
11. Part 3
12. Part 4
13. Part 5
14. Insider Data Manipulation: Deliberate Misentries and System Vulnerabilities
15. Part 2
16. Part 3
17. Part 4
18. External Data Poisoning: API, Data Provider, and Web-Based Threats
19. Part 2
20. Part 3
21. Part 4
22. Part 5
23. Real Case: Credit Rating Model Distorted by Injected False Transaction Data
24. Part 2
25. Part 3
26. Part 4
27. Anomaly Detection, Boundary Testing, and Input Validation Techniques for Model Security
28. Part 2
29. Part 3
30. Part 4
31. Part 5
1. Module Quiz 3
1. Strategic Importance and Attack Surfaces of GRC Systems for Financial Institutions
2. Part 2
3. Part 3
4. Implementation of User Roles and the Segregation of Duties Principle in GRC Platforms
5. Part 2
6. Part 3
7. Part 4
8. Part 5
9. Impact of Incorrect Access Permissions on Risk Decisions
10. Part 2
11. Part 3
12. Part 4
13. Third-Party Access, Consultant Accounts, and External Auditor Access to GRC Modules
14. Part 2
15. Part 3
16. Part 4
17. Part 5
18. Event Logs, Traceability, and Regulatory Compliance
19. Part 2
20. Part 3
21. Part 4
22. Part 5
23. Identity Theft and Unauthorized Intervention Scenarios Targeting GRC Systems
24. Part 2
25. Part 3
26. Part 4
27. Real-World Case: Revision of Risk Matrices and Compliance Manipulation via Fake User Account
28. Part 2
29. Part 3
30. Part 4
31. Part 5
1. Module Quiz 4
1. Manifestations of Fake Auditor Scenarios in Financial Institutions
2. Part 2
3. Part 3
4. Attempts to Access the Audit Process Through Identity Fraud
5. Part 2
6. Part 3
7. Part 4
8. Persuasion-Based Attacks via Email, Phone, and Physical Visits
9. Part 2
10. Part 3
11. Part 4
12. Imitated Elements in Audit-Related Files, Forms, and Identity Documents
13. Part 2
14. Part 3
15. Part 4
16. Fake Audit Threats Linked to Regulatory Bodies (SEC, PCAOB, FINRA)
17. Part 2
18. Part 3
19. Part 4
20. Part 5
21. Security Vulnerabilities in External Auditor Authentication Processes
22. Part 2
23. Part 3
24. Part 4
25. Case Study: Data Breach Following a Meeting with a Fake PwC Auditor
26. Part 2
27. Part 3
28. Part 4
29. Alert Systems and Protocols Against Suspicious Audit Requests
30. Part 2
31. Part 3
32. Part 4
1. Module Quiz 5
1. Regulatory Uncertainty and Compliance Challenges in Crypto Assets
2. Part 2
3. Part 3
4. Part 4
5. Compliance Risk Differences Across Self-Custody, Hot Wallets, and CEX/DEX Structures
6. Part 2
7. Part 3
8. Part 4
9. Part 5
10. Part 6
11. AML and KYC Gaps in Cryptocurrency Transactions
12. Part 2
13. Part 3
14. Part 4
15. Integration Risks of Stablecoins and Tokens with Financial Reporting Systems
16. Part 2
17. Part 3
18. Part 4
19. Cold Wallet Access, Key Management, and Human-Factor Security Threats
20. Part 2
21. Part 3
22. Part 4
23. How the SEC, CFTC, and FINRA Review Crypto Processes
24. Part 2
25. Part 3
26. Part 4
27. Part 5
28. Recommended Security Standards for Crypto Compliance Procedures in Financial Institutions
29. Part 2
30. Part 3
31. Part 4
32. Part 5
1. Module Quiz 6
1. Classification of Cyber and Operational Risks Originating from Third Parties
2. Part 2
3. Part 3
4. Part 4
5. Part 5
6. Security, Compliance, and Service Quality Criteria in Vendor Selection
7. Part 2
8. Part 3
9. Part 4
10. Part 5
11. Data Sharing and Access Rights: Contract-Based Limitations and Risks
12. Part 2
13. Part 3
14. Part 4
15. Part 5
16. Third-Party Risk Assessment Processes: Continuous Monitoring, Scoring, and Audit Cycles
17. Part 2
18. Part 3
19. Part 4
20. Part 5
21. Regulatory Compliance Obligations for Vendors (GLBA, SEC, FFIEC, etc.)
22. Part 2
23. Part 3
24. Part 4
25. Part 5
26. Real Case: Customer Data Breach Caused by Weak Vendor Oversight
27. Part 2
28. Part 3
29. Creating and Monitoring a Vendor Risk Inventory for Financial Institutions
30. Part 2
31. Part 3
32. Part 4
1. Module Quiz 7
1. Stage 2 Assessment

About this course

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RoleSec — Role-Based Cybersecurity Training for Finance Roles

3

Course curriculum

Interference with Regulatory Compliance Systems and Falsified Compliance Reports

Module Quiz 1

Document Manipulation in Audit Processes and Records Security

Module Quiz 2

Data Poisoning in Risk Assessment Models

Module Quiz 3

Security and Access Management for GRC (Governance, Risk, Compliance) Tools

Module Quiz 4

Fake Audits and External Auditor Impersonation Threats

Module Quiz 5

Compliance and Security Risks in Crypto and Digital Assets (Crypto Compliance Threats)

Module Quiz 6

Third-Party Risk Management and Vendor Audits

Module Quiz 7

Stage 2 Assessment

About this course

Discover your potential, starting today